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Federalist No. 48
These Departments Should Not Be So Far Separated as to Have
No Constitutional Control Over Each Other
From the New York Packet.
Friday, February 1, 1788.
Author: James Madison
To the People of the State of New York:
IT WAS shown in the last paper that the political apothegm
there examined does not require that the legislative, executive,
and judiciary departments should be wholly unconnected with each
other. I shall undertake, in the next place, to show that unless
these departments be so far connected and blended as to give
to each a constitutional control over the others, the degree
of separation which the maxim requires, as essential to a free
government, can never in practice be duly maintained. It is agreed
on all sides, that the powers properly belonging to one of the
departments ought not to be directly and completely administered
by either of the other departments. It is equally evident, that
none of them ought to possess, directly or indirectly, an overruling
influence over the others, in the administration of their respective
powers. It will not be denied, that power is of an encroaching
nature, and that it ought to be effectually restrained from passing
the limits assigned to it.
After discriminating, therefore, in theory, the several classes
of power, as they may in their nature be legislative, executive,
or judiciary, the next and most difficult task is to provide
some practical security for each, against the invasion of the
others.
What this security ought to be, is the great problem to be
solved. Will it be sufficient to mark, with precision, the boundaries
of these departments, in the constitution of the government,
and to trust to these parchment barriers against the encroaching
spirit of power? This is the security which appears to have been
principally relied on by the compilers of most of the American
constitutions. But experience assures us, that the efficacy of
the provision has been greatly overrated; and that some more
adequate defense is indispensably necessary for the more feeble,
against the more powerful, members of the government. The legislative
department is everywhere extending the sphere of its activity,
and drawing all power into its impetuous vortex. The founders
of our republics have so much merit for the wisdom which they
have displayed, that no task can be less pleasing than that of
pointing out the errors into which they have fallen. A respect
for truth, however, obliges us to remark, that they seem never
for a moment to have turned their eyes from the danger to liberty
from the overgrown and all-grasping prerogative of an hereditary
magistrate, supported and fortified by an hereditary branch of
the legislative authority. They seem never to have recollected
the danger from legislative usurpations, which, by assembling
all power in the same hands, must lead to the same tyranny as
is threatened by executive usurpations. In a government where
numerous and extensive prerogatives are placed in the hands of
an hereditary monarch, the executive department is very justly
regarded as the source of danger, and watched with all the jealousy
which a zeal for liberty ought to inspire. In a democracy, where
a multitude of people exercise in person the legislative functions,
and are continually exposed, by their incapacity for regular
deliberation and concerted measures, to the ambitious intrigues
of their executive magistrates, tyranny may well be apprehended,
on some favorable emergency, to start up in the same quarter.
But in a representative republic, where the executive magistracy
is carefully limited; both in the extent and the duration of
its power; and where the legislative power is exercised by an
assembly, which is inspired, by a supposed influence over the
people, with an intrepid confidence in its own strength; which
is sufficiently numerous to feel all the passions which actuate
a multitude, yet not so numerous as to be incapable of pursuing
the objects of its passions, by means which reason prescribes;
it is against the enterprising ambition of this department that
the people ought to indulge all their jealousy and exhaust all
their precautions. The legislative department derives a superiority
in our governments from other circumstances. Its constitutional
powers being at once more extensive, and less susceptible of
precise limits, it can, with the greater facility, mask, under
complicated and indirect measures, the encroachments which it
makes on the co-ordinate departments. It is not unfrequently
a question of real nicety in legislative bodies, whether the
operation of a particular measure will, or will not, extend beyond
the legislative sphere. On the other side, the executive power
being restrained within a narrower compass, and being more simple
in its nature, and the judiciary being described by landmarks
still less uncertain, projects of usurpation by either of these
departments would immediately betray and defeat themselves. Nor
is this all: as the legislative department alone has access to
the pockets of the people, and has in some constitutions full
discretion, and in all a prevailing influence, over the pecuniary
rewards of those who fill the other departments, a dependence
is thus created in the latter, which gives still greater facility
to encroachments of the former. I have appealed to our own experience
for the truth of what I advance on this subject. Were it necessary
to verify this experience by particular proofs, they might be
multiplied without end. I might find a witness in every citizen
who has shared in, or been attentive to, the course of public
administrations. I might collect vouchers in abundance from the
records and archives of every State in the Union. But as a more
concise, and at the same time equally satisfactory, evidence,
I will refer to the example of two States, attested by two unexceptionable
authorities. The first example is that of Virginia, a State which,
as we have seen, has expressly declared in its constitution,
that the three great departments ought not to be intermixed.
The authority in support of it is Mr. Jefferson, who, besides
his other advantages for remarking the operation of the government,
was himself the chief magistrate of it. In order to convey fully
the ideas with which his experience had impressed him on this
subject, it will be necessary to quote a passage of some length
from his very interesting ``Notes on the State of Virginia,''
p. 195. ``All the powers of government, legislative, executive,
and judiciary, result to the legislative body. The concentrating
these in the same hands, is precisely the definition of despotic
government. It will be no alleviation, that these powers will
be exercised by a plurality of hands, and not by a single one.
One hundred and seventy-three despots would surely be as oppressive
as one. Let those who doubt it, turn their eyes on the republic
of Venice. As little will it avail us, that they are chosen by
ourselves. An ELECTIVE DESPOTISM was not the government we fought
for; but one which should not only be founded on free principles,
but in which the powers of government should be so divided and
balanced among several bodies of magistracy, as that no one could
transcend their legal limits, without being effectually checked
and restrained by the others.
For this reason, that convention which passed the ordinance
of government, laid its foundation on this basis, that the legislative,
executive, and judiciary departments should be separate and distinct,
so that no person should exercise the powers of more than one
of them at the same time. BUT NO BARRIER WAS PROVIDED BETWEEN
THESE SEVERAL POWERS. The judiciary and the executive members
were left dependent on the legislative for their subsistence
in office, and some of them for their continuance in it. If,
therefore, the legislature assumes executive and judiciary powers,
no opposition is likely to be made; nor, if made, can be effectual;
because in that case they may put their proceedings into the
form of acts of Assembly, which will render them obligatory on
the other branches. They have accordingly, IN MANY instances,
DECIDED RIGHTS which should have been left to JUDICIARY CONTROVERSY,
and THE DIRECTION OF THE EXECUTIVE, DURING THE WHOLE TIME OF
THEIR SESSION, IS BECOMING HABITUAL AND FAMILIAR. ''The other
State which I shall take for an example is Pennsylvania; and
the other authority, the Council of Censors, which assembled
in the years 1783 and 1784. A part of the duty of this body,
as marked out by the constitution, was ``to inquire whether the
constitution had been preserved inviolate in every part; and
whether the legislative and executive branches of government
had performed their duty as guardians of the people, or assumed
to themselves, or exercised, other or greater powers than they
are entitled to by the constitution. '' In the execution of this
trust, the council were necessarily led to a comparison of both
the legislative and executive proceedings, with the constitutional
powers of these departments; and from the facts enumerated, and
to the truth of most of which both sides in the council subscribed,
it appears that the constitution had been flagrantly violated
by the legislature in a variety of important instances. A great
number of laws had been passed, violating, without any apparent
necessity, the rule requiring that all bills of a public nature
shall be previously printed for the consideration of the people;
although this is one of the precautions chiefly relied on by
the constitution against improper acts of legislature. The constitutional
trial by jury had been violated, and powers assumed which had
not been delegated by the constitution.
Executive powers had been usurped. The salaries of the judges,
which the constitution expressly requires to be fixed, had been
occasionally varied; and cases belonging to the judiciary department
frequently drawn within legislative cognizance and determination.
Those who wish to see the several particulars falling under each
of these heads, may consult the journals of the council, which
are in print. Some of them, it will be found, may be imputable
to peculiar circumstances connected with the war; but the greater
part of them may be considered as the spontaneous shoots of an
ill-constituted government. It appears, also, that the executive
department had not been innocent of frequent breaches of the
constitution. There are three observations, however, which ought
to be made on this head: FIRST, a great proportion of the instances
were either immediately produced by the necessities of the war,
or recommended by Congress or the commander-in-chief; SECONDLY,
in most of the other instances, they conformed either to the
declared or the known sentiments of the legislative department;
THIRDLY, the executive department of Pennsylvania is distinguished
from that of the other States by the number of members composing
it. In this respect, it has as much affinity to a legislative
assembly as to an executive council. And being at once exempt
from the restraint of an individual responsibility for the acts
of the body, and deriving confidence from mutual example and
joint influence, unauthorized measures would, of course, be more
freely hazarded, than where the executive department is administered
by a single hand, or by a few hands.
The conclusion which I am warranted in drawing from these
observations is, that a mere demarcation on parchment of the
constitutional limits of the several departments, is not a sufficient
guard against those encroachments which lead to a tyrannical
concentration of all the powers of government in the same hands.
PUBLIUS.
Federalist No. 49 -->
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