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Federalist No. 47
The Particular Structure of the New Government and the Distribution
of Power Among Its Different Parts
From the New York Packet.
Friday, February 1, 1788.
Author: James Madison
To the People of the State of New York:
HAVING reviewed the general form of the proposed government
and the general mass of power allotted to it, I proceed to examine
the particular structure of this government, and the distribution
of this mass of power among its constituent parts. One of the
principal objections inculcated by the more respectable adversaries
to the Constitution, is its supposed violation of the political
maxim, that the legislative, executive, and judiciary departments
ought to be separate and distinct. In the structure of the federal
government, no regard, it is said, seems to have been paid to
this essential precaution in favor of liberty. The several departments
of power are distributed and blended in such a manner as at once
to destroy all symmetry and beauty of form, and to expose some
of the essential parts of the edifice to the danger of being
crushed by the disproportionate weight of other parts. No political
truth is certainly of greater intrinsic value, or is stamped
with the authority of more enlightened patrons of liberty, than
that on which the objection is founded.
The accumulation of all powers, legislative, executive, and
judiciary, in the same hands, whether of one, a few, or many,
and whether hereditary, selfappointed, or elective, may justly
be pronounced the very definition of tyranny. Were the federal
Constitution, therefore, really chargeable with the accumulation
of power, or with a mixture of powers, having a dangerous tendency
to such an accumulation, no further arguments would be necessary
to inspire a universal reprobation of the system. I persuade
myself, however, that it will be made apparent to every one,
that the charge cannot be supported, and that the maxim on which
it relies has been totally misconceived and misapplied. In order
to form correct ideas on this important subject, it will be proper
to investigate the sense in which the preservation of liberty
requires that the three great departments of power should be
separate and distinct. The oracle who is always consulted and
cited on this subject is the celebrated Montesquieu. If he be
not the author of this invaluable precept in the science of politics,
he has the merit at least of displaying and recommending it most
effectually to the attention of mankind. Let us endeavor, in
the first place, to ascertain his meaning on this point. The
British Constitution was to Montesquieu what Homer has been to
the didactic writers on epic poetry. As the latter have considered
the work of the immortal bard as the perfect model from which
the principles and rules of the epic art were to be drawn, and
by which all similar works were to be judged, so this great political
critic appears to have viewed the Constitution of England as
the standard, or to use his own expression, as the mirror of
political liberty; and to have delivered, in the form of elementary
truths, the several characteristic principles of that particular
system. That we may be sure, then, not to mistake his meaning
in this case, let us recur to the source from which the maxim
was drawn. On the slightest view of the British Constitution,
we must perceive that the legislative, executive, and judiciary
departments are by no means totally separate and distinct from
each other. The executive magistrate forms an integral part of
the legislative authority. He alone has the prerogative of making
treaties with foreign sovereigns, which, when made, have, under
certain limitations, the force of legislative acts. All the members
of the judiciary department are appointed by him, can be removed
by him on the address of the two Houses of Parliament, and form,
when he pleases to consult them, one of his constitutional councils.
One branch of the legislative department forms also a great constitutional
council to the executive chief, as, on another hand, it is the
sole depositary of judicial power in cases of impeachment, and
is invested with the supreme appellate jurisdiction in all other
cases. The judges, again, are so far connected with the legislative
department as often to attend and participate in its deliberations,
though not admitted to a legislative vote. From these facts,
by which Montesquieu was guided, it may clearly be inferred that,
in saying ``There can be no liberty where the legislative and
executive powers are united in the same person, or body of magistrates,''
or, ``if the power of judging be not separated from the legislative
and executive powers,'' he did not mean that these departments
ought to have no PARTIAL AGENCY in, or no CONTROL over, the acts
of each other. His meaning, as his own words import, and still
more conclusively as illustrated by the example in his eye, can
amount to no more than this, that where the WHOLE power of one
department is exercised by the same hands which possess the WHOLE
power of another department, the fundamental principles of a
free constitution are subverted. This would have been the case
in the constitution examined by him, if the king, who is the
sole executive magistrate, had possessed also the complete legislative
power, or the supreme administration of justice; or if the entire
legislative body had possessed the supreme judiciary, or the
supreme executive authority. This, however, is not among the
vices of that constitution. The magistrate in whom the whole
executive power resides cannot of himself make a law, though
he can put a negative on every law; nor administer justice in
person, though he has the appointment of those who do administer
it. The judges can exercise no executive prerogative, though
they are shoots from the executive stock; nor any legislative
function, though they may be advised with by the legislative
councils. The entire legislature can perform no judiciary act,
though by the joint act of two of its branches the judges may
be removed from their offices, and though one of its branches
is possessed of the judicial power in the last resort. The entire
legislature, again, can exercise no executive prerogative, though
one of its branches constitutes the supreme executive magistracy,
and another, on the impeachment of a third, can try and condemn
all the subordinate officers in the executive department. The
reasons on which Montesquieu grounds his maxim are a further
demonstration of his meaning. ``When the legislative and executive
powers are united in the same person or body,'' says he, ``there
can be no liberty, because apprehensions may arise lest THE SAME
monarch or senate should ENACT tyrannical laws to EXECUTE them
in a tyrannical manner. '' Again: ``Were the power of judging
joined with the legislative, the life and liberty of the subject
would be exposed to arbitrary control, for THE JUDGE would then
be THE LEGISLATOR.
Were it joined to the executive power, THE JUDGE might behave
with all the violence of AN OPPRESSOR. '' Some of these reasons
are more fully explained in other passages; but briefly stated
as they are here, they sufficiently establish the meaning which
we have put on this celebrated maxim of this celebrated author.
If we look into the constitutions of the several States, we
find that, notwithstanding the emphatical and, in some instances,
the unqualified terms in which this axiom has been laid down,
there is not a single instance in which the several departments
of power have been kept absolutely separate and distinct. New
Hampshire, whose constitution was the last formed, seems to have
been fully aware of the impossibility and inexpediency of avoiding
any mixture whatever of these departments, and has qualified
the doctrine by declaring ``that the legislative, executive,
and judiciary powers ought to be kept as separate from, and independent
of, each other AS THE NATURE OF A FREE GOVERNMENT WILL ADMIT;
OR AS IS CONSISTENT WITH THAT CHAIN OF CONNECTION THAT BINDS
THE WHOLE FABRIC OF THE CONSTITUTION IN ONE INDISSOLUBLE BOND
OF UNITY AND AMITY. '' Her constitution accordingly mixes these
departments in several respects. The Senate, which is a branch
of the legislative department, is also a judicial tribunal for
the trial of impeachments. The President, who is the head of
the executive department, is the presiding member also of the
Senate; and, besides an equal vote in all cases, has a casting
vote in case of a tie. The executive head is himself eventually
elective every year by the legislative department, and his council
is every year chosen by and from the members of the same department.
Several of the officers of state are also appointed by the legislature.
And the members of the judiciary department are appointed by
the executive department. The constitution of Massachusetts has
observed a sufficient though less pointed caution, in expressing
this fundamental article of liberty. It declares ``that the legislative
department shall never exercise the executive and judicial powers,
or either of them; the executive shall never exercise the legislative
and judicial powers, or either of them; the judicial shall never
exercise the legislative and executive powers, or either of them.
'' This declaration corresponds precisely with the doctrine of
Montesquieu, as it has been explained, and is not in a single
point violated by the plan of the convention. It goes no farther
than to prohibit any one of the entire departments from exercising
the powers of another department. In the very Constitution to
which it is prefixed, a partial mixture of powers has been admitted.
The executive magistrate has a qualified negative on the legislative
body, and the Senate, which is a part of the legislature, is
a court of impeachment for members both of the executive and
judiciary departments. The members of the judiciary department,
again, are appointable by the executive department, and removable
by the same authority on the address of the two legislative branches.
Lastly, a number of the officers of government are annually
appointed by the legislative department. As the appointment to
offices, particularly executive offices, is in its nature an
executive function, the compilers of the Constitution have, in
this last point at least, violated the rule established by themselves.
I pass over the constitutions of Rhode Island and Connecticut,
because they were formed prior to the Revolution, and even before
the principle under examination had become an object of political
attention. The constitution of New York contains no declaration
on this subject; but appears very clearly to have been framed
with an eye to the danger of improperly blending the different
departments. It gives, nevertheless, to the executive magistrate,
a partial control over the legislative department; and, what
is more, gives a like control to the judiciary department; and
even blends the executive and judiciary departments in the exercise
of this control. In its council of appointment members of the
legislative are associated with the executive authority, in the
appointment of officers, both executive and judiciary. And its
court for the trial of impeachments and correction of errors
is to consist of one branch of the legislature and the principal
members of the judiciary department. The constitution of New
Jersey has blended the different powers of government more than
any of the preceding. The governor, who is the executive magistrate,
is appointed by the legislature; is chancellor and ordinary,
or surrogate of the State; is a member of the Supreme Court of
Appeals, and president, with a casting vote, of one of the legislative
branches. The same legislative branch acts again as executive
council of the governor, and with him constitutes the Court of
Appeals. The members of the judiciary department are appointed
by the legislative department and removable by one branch of
it, on the impeachment of the other. According to the constitution
of Pennsylvania, the president, who is the head of the executive
department, is annually elected by a vote in which the legislative
department predominates. In conjunction with an executive council,
he appoints the members of the judiciary department, and forms
a court of impeachment for trial of all officers, judiciary as
well as executive. The judges of the Supreme Court and justices
of the peace seem also to be removable by the legislature; and
the executive power of pardoning in certain cases, to be referred
to the same department. The members of the executive counoil
are made EX-OFFICIO justices of peace throughout the State. In
Delaware, the chief executive magistrate is annually elected
by the legislative department. The speakers of the two legislative
branches are vice-presidents in the executive department. The
executive chief, with six others, appointed, three by each of
the legislative branches constitutes the Supreme Court of Appeals;
he is joined with the legislative department in the appointment
of the other judges. Throughout the States, it appears that the
members of the legislature may at the same time be justices of
the peace; in this State, the members of one branch of it are
EX-OFFICIO justices of the peace; as are also the members of
the executive council. The principal officers of the executive
department are appointed by the legislative; and one branch of
the latter forms a court of impeachments. All officers may be
removed on address of the legislature. Maryland has adopted the
maxim in the most unqualified terms; declaring that the legislative,
executive, and judicial powers of government ought to be forever
separate and distinct from each other. Her constitution, notwithstanding,
makes the executive magistrate appointable by the legislative
department; and the members of the judiciary by the executive
department. The language of Virginia is still more pointed on
this subject. Her constitution declares, ``that the legislative,
executive, and judiciary departments shall be separate and distinct;
so that neither exercise the powers properly belonging to the
other; nor shall any person exercise the powers of more than
one of them at the same time, except that the justices of county
courts shall be eligible to either House of Assembly. '' Yet
we find not only this express exception, with respect to the
members of the irferior courts, but that the chief magistrate,
with his executive council, are appointable by the legislature;
that two members of the latter are triennially displaced at the
pleasure of the legislature; and that all the principal offices,
both executive and judiciary, are filled by the same department.
The executive prerogative of pardon, also, is in one case vested
in the legislative department. The constitution of North Carolina,
which declares ``that the legislative, executive, and supreme
judicial powers of government ought to be forever separate and
distinct from each other,'' refers, at the same time, to the
legislative department, the appointment not only of the executive
chief, but all the principal officers within both that and the
judiciary department. In South Carolina, the constitution makes
the executive magistracy eligible by the legislative department.
It gives to the latter, also, the appointment of the members
of the judiciary department, including even justices of the peace
and sheriffs; and the appointment of officers in the executive
department, down to captains in the army and navy of the State.
In the constitution of Georgia, where it is declared ``that
the legislative, executive, and judiciary departments shall be
separate and distinct, so that neither exercise the powers properly
belonging to the other,'' we find that the executive department
is to be filled by appointments of the legislature; and the executive
prerogative of pardon to be finally exercised by the same authority.
Even justices of the peace are to be appointed by the legislature.
In citing these cases, in which the legislative, executive, and
judiciary departments have not been kept totally separate and
distinct, I wish not to be regarded as an advocate for the particular
organizations of the several State governments. I am fully aware
that among the many excellent principles which they exemplify,
they carry strong marks of the haste, and still stronger of the
inexperience, under which they were framed. It is but too obvious
that in some instances the fundamental principle under consideration
has been violated by too great a mixture, and even an actual
consolidation, of the different powers; and that in no instance
has a competent provision been made for maintaining in practice
the separation delineated on paper. What I have wished to evince
is, that the charge brought against the proposed Constitution,
of violating the sacred maxim of free government, is warranted
neither by the real meaning annexed to that maxim by its author,
nor by the sense in which it has hitherto been understood in
America. This interesting subject will be resumed in the ensuing
paper.
PUBLIUS.
Federalist No. 48 -->
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