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Federalist No. 45
The Alleged Danger From the Powers of the Union to the State
Governments Considered
For the Independent Journal.
Author: James Madison
To the People of the State of New York:
HAVING shown that no one of the powers transferred to the
federal government is unnecessary or improper, the next question
to be considered is, whether the whole mass of them will be dangerous
to the portion of authority left in the several States. The adversaries
to the plan of the convention, instead of considering in the
first place what degree of power was absolutely necessary for
the purposes of the federal government, have exhausted themselves
in a secondary inquiry into the possible consequences of the
proposed degree of power to the governments of the particular
States. But if the Union, as has been shown, be essential to
the security of the people of America against foreign danger;
if it be essential to their security against contentions and
wars among the different States; if it be essential to guard
them against those violent and oppressive factions which embitter
the blessings of liberty, and against those military establishments
which must gradually poison its very fountain; if, in a word,
the Union be essential to the happiness of the people of America,
is it not preposterous, to urge as an objection to a government,
without which the objects of the Union cannot be attained, that
such a government may derogate from the importance of the governments
of the individual States? Was, then, the American Revolution
effected, was the American Confederacy formed, was the precious
blood of thousands spilt, and the hard-earned substance of millions
lavished, not that the people of America should enjoy peace,
liberty, and safety, but that the government of the individual
States, that particular municipal establishments, might enjoy
a certain extent of power, and be arrayed with certain dignities
and attributes of sovereignty? We have heard of the impious doctrine
in the Old World, that the people were made for kings, not kings
for the people. Is the same doctrine to be revived in the New,
in another shape that the solid happiness of the people is to
be sacrificed to the views of political institutions of a different
form? It is too early for politicians to presume on our forgetting
that the public good, the real welfare of the great body of the
people, is the supreme object to be pursued; and that no form
of government whatever has any other value than as it may be
fitted for the attainment of this object. Were the plan of the
convention adverse to the public happiness, my voice would be,
Reject the plan. Were the Union itself inconsistent with the
public happiness, it would be, Abolish the Union. In like manner,
as far as the sovereignty of the States cannot be reconciled
to the happiness of the people, the voice of every good citizen
must be,
Let the former be sacrificed to the latter. How far the sacrifice
is necessary, has been shown. How far the unsacrificed residue
will be endangered, is the question before us. Several important
considerations have been touched in the course of these papers,
which discountenance the supposition that the operation of the
federal government will by degrees prove fatal to the State governments.
The more I revolve the subject, the more fully I am persuaded
that the balance is much more likely to be disturbed by the preponderancy
of the last than of the first scale. We have seen, in all the
examples of ancient and modern confederacies, the strongest tendency
continually betraying itself in the members, to despoil the general
government of its authorities, with a very ineffectual capacity
in the latter to defend itself against the encroachments. Although,
in most of these examples, the system has been so dissimilar
from that under consideration as greatly to weaken any inference
concerning the latter from the fate of the former, yet, as the
States will retain, under the proposed Constitution, a very extensive
portion of active sovereignty, the inference ought not to be
wholly disregarded. In the Achaean league it is probable that
the federal head had a degree and species of power, which gave
it a considerable likeness to the government framed by the convention.
The Lycian Confederacy, as far as its principles and form are
transmitted, must have borne a still greater analogy to it. Yet
history does not inform us that either of them ever degenerated,
or tended to degenerate, into one consolidated government. On
the contrary, we know that the ruin of one of them proceeded
from the incapacity of the federal authority to prevent the dissensions,
and finally the disunion, of the subordinate authorities. These
cases are the more worthy of our attention, as the external causes
by which the component parts were pressed together were much
more numerous and powerful than in our case; and consequently
less powerful ligaments within would be sufficient to bind the
members to the head, and to each other. In the feudal system,
we have seen a similar propensity exemplified. Notwithstanding
the want of proper sympathy in every instance between the local
sovereigns and the people, and the sympathy in some instances
between the general sovereign and the latter, it usually happened
that the local sovereigns prevailed in the rivalship for encroachments.
Had no external dangers enforced internal harmony and subordination,
and particularly, had the local sovereigns possessed the affections
of the people, the great kingdoms in Europe would at this time
consist of as many independent princes as there were formerly
feudatory barons. The State government will have the advantage
of the Federal government, whether we compare them in respect
to the immediate dependence of the one on the other; to the weight
of personal influence which each side will possess; to the powers
respectively vested in them; to the predilection and probable
support of the people; to the disposition and faculty of resisting
and frustrating the measures of each other. The State governments
may be regarded as constituent and essential parts of the federal
government; whilst the latter is nowise essential to the operation
or organization of the former. Without the intervention of the
State legislatures, the President of the United States cannot
be elected at all. They must in all cases have a great share
in his appointment, and will, perhaps, in most cases, of themselves
determine it. The Senate will be elected absolutely and exclusively
by the State legislatures. Even the House of Representatives,
though drawn immediately from the people, will be chosen very
much under the influence of that class of men, whose influence
over the people obtains for themselves an election into the State
legislatures. Thus, each of the principal branches of the federal
government will owe its existence more or less to the favor of
the State governments, and must consequently feel a dependence,
which is much more likely to beget a disposition too obsequious
than too overbearing towards them. On the other side, the component
parts of the State governments will in no instance be indebted
for their appointment to the direct agency of the federal government,
and very little, if at all, to the local influence of its members.
The number of individuals employed under the Constitution of
the United States will be much smaller than the number employed
under the particular States.
There will consequently be less of personal influence on the
side of the former than of the latter. The members of the legislative,
executive, and judiciary departments of thirteen and more States,
the justices of peace, officers of militia, ministerial officers
of justice, with all the county, corporation, and town officers,
for three millions and more of people, intermixed, and having
particular acquaintance with every class and circle of people,
must exceed, beyond all proportion, both in number and influence,
those of every description who will be employed in the administration
of the federal system. Compare the members of the three great
departments of the thirteen States, excluding from the judiciary
department the justices of peace, with the members of the corresponding
departments of the single government of the Union; compare the
militia officers of three millions of people with the military
and marine officers of any establishment which is within the
compass of probability, or, I may add, of possibility, and in
this view alone, we may pronounce the advantage of the States
to be decisive. If the federal government is to have collectors
of revenue, the State governments will have theirs also. And
as those of the former will be principally on the seacoast, and
not very numerous, whilst those of the latter will be spread
over the face of the country, and will be very numerous, the
advantage in this view also lies on the same side.
It is true, that the Confederacy is to possess, and may exercise,
the power of collecting internal as well as external taxes throughout
the States; but it is probable that this power will not be resorted
to, except for supplemental purposes of revenue; that an option
will then be given to the States to supply their quotas by previous
collections of their own; and that the eventual collection, under
the immediate authority of the Union, will generally be made
by the officers, and according to the rules, appointed by the
several States. Indeed it is extremely probable, that in other
instances, particularly in the organization of the judicial power,
the officers of the States will be clothed with the correspondent
authority of the Union.
Should it happen, however, that separate collectors of internal
revenue should be appointed under the federal government, the
influence of the whole number would not bear a comparison with
that of the multitude of State officers in the opposite scale.
Within every district to which a federal collector would be
allotted, there would not be less than thirty or forty, or even
more, officers of different descriptions, and many of them persons
of character and weight, whose influence would lie on the side
of the State. The powers delegated by the proposed Constitution
to the federal government are few and defined. Those which are
to remain in the State governments are numerous and indefinite.
The former will be exercised principally on external objects,
as war, peace, negotiation, and foreign commerce; with which
last the power of taxation will, for the most part, be connected.
The powers reserved to the several States will extend to all
the objects which, in the ordinary course of affairs, concern
the lives, liberties, and properties of the people, and the internal
order, improvement, and prosperity of the State. The operations
of the federal government will be most extensive and important
in times of war and danger; those of the State governments, in
times of peace and security. As the former periods will probably
bear a small proportion to the latter, the State governments
will here enjoy another advantage over the federal government.
The more adequate, indeed, the federal powers may be rendered
to the national defense, the less frequent will be those scenes
of danger which might favor their ascendancy over the governments
of the particular States. If the new Constitution be examined
with accuracy and candor, it will be found that the change which
it proposes consists much less in the addition of NEW POWERS
to the Union, than in the invigoration of its ORIGINAL POWERS.
The regulation of commerce, it is true, is a new power; but that
seems to be an addition which few oppose, and from which no apprehensions
are entertained. The powers relating to war and peace, armies
and fleets, treaties and finance, with the other more considerable
powers, are all vested in the existing Congress by the articles
of Confederation. The proposed change does not enlarge these
powers; it only substitutes a more effectual mode of administering
them. The change relating to taxation may be regarded as the
most important; and yet the present Congress have as complete
authority to REQUIRE of the States indefinite supplies of money
for the common defense and general welfare, as the future Congress
will have to require them of individual citizens; and the latter
will be no more bound than the States themselves have been, to
pay the quotas respectively taxed on them. Had the States complied
punctually with the articles of Confederation, or could their
compliance have been enforced by as peaceable means as may be
used with success towards single persons, our past experience
is very far from countenancing an opinion, that the State governments
would have lost their constitutional powers, and have gradually
undergone an entire consolidation. To maintain that such an event
would have ensued, would be to say at once, that the existence
of the State governments is incompatible with any system whatever
that accomplishes the essental purposes of the Union.
PUBLIUS.
Federalist No. 46 -->
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