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Federalist No. 44
Restrictions on the Authority of the Several States
From the New York Packet.
Friday, January 25, 1788.
Author: James Madison
To the People of the State of New York:
A FIFTH class of provisions in favor of the federal authority
consists of the following restrictions on the authority of the
several States:1. ``No State shall enter into any treaty, alliance,
or confederation; grant letters of marque and reprisal; coin
money; emit bills of credit; make any thing but gold and silver
a legal tender in payment of debts; pass any bill of attainder,
ex-post-facto law, or law impairing the obligation of contracts;
or grant any title of nobility. ''The prohibition against treaties,
alliances, and confederations makes a part of the existing articles
of Union; and for reasons which need no explanation, is copied
into the new Constitution. The prohibition of letters of marque
is another part of the old system, but is somewhat extended in
the new. According to the former, letters of marque could be
granted by the States after a declaration of war; according to
the latter, these licenses must be obtained, as well during war
as previous to its declaration, from the government of the United
States. This alteration is fully justified by the advantage of
uniformity in all points which relate to foreign powers; and
of immediate responsibility to the nation in all those for whose
conduct the nation itself is to be responsible.
The right of coining money, which is here taken from the States,
was left in their hands by the Confederation, as a concurrent
right with that of Congress, under an exception in favor of the
exclusive right of Congress to regulate the alloy and value.
In this instance, also, the new provision is an improvement on
the old. Whilst the alloy and value depended on the general authority,
a right of coinage in the particular States could have no other
effect than to multiply expensive mints and diversify the forms
and weights of the circulating pieces. The latter inconveniency
defeats one purpose for which the power was originally submitted
to the federal head; and as far as the former might prevent an
inconvenient remittance of gold and silver to the central mint
for recoinage, the end can be as well attained by local mints
established under the general authority.
The extension of the prohibition to bills of credit must give
pleasure to every citizen, in proportion to his love of justice
and his knowledge of the true springs of public prosperity. The
loss which America has sustained since the peace, from the pestilent
effects of paper money on the necessary confidence between man
and man, on the necessary confidence in the public councils,
on the industry and morals of the people, and on the character
of republican government, constitutes an enormous debt against
the States chargeable with this unadvised measure, which must
long remain unsatisfied; or rather an accumulation of guilt,
which can be expiated no otherwise than by a voluntary sacrifice
on the altar of justice, of the power which has been the instrument
of it. In addition to these persuasive considerations, it may
be observed, that the same reasons which show the necessity of
denying to the States the power of regulating coin, prove with
equal force that they ought not to be at liberty to substitute
a paper medium in the place of coin. Had every State a right
to regulate the value of its coin, there might be as many different
currencies as States, and thus the intercourse among them would
be impeded; retrospective alterations in its value might be made,
and thus the citizens of other States be injured, and animosities
be kindled among the States themselves. The subjects of foreign
powers might suffer from the same cause, and hence the Union
be discredited and embroiled by the indiscretion of a single
member. No one of these mischiefs is less incident to a power
in the States to emit paper money, than to coin gold or silver.
The power to make any thing but gold and silver a tender in payment
of debts, is withdrawn from the States, on the same principle
with that of issuing a paper currency. Bills of attainder, ex-post-facto
laws, and laws impairing the obligation of contracts, are contrary
to the first principles of the social compact, and to every principle
of sound legislation. The two former are expressly prohibited
by the declarations prefixed to some of the State constitutions,
and all of them are prohibited by the spirit and scope of these
fundamental charters. Our own experience has taught us, nevertheless,
that additional fences against these dangers ought not to be
omitted. Very properly, therefore, have the convention added
this constitutional bulwark in favor of personal security and
private rights; and I am much deceived if they have not, in so
doing, as faithfully consulted the genuine sentiments as the
undoubted interests of their constituents. The sober people of
America are weary of the fluctuating policy which has directed
the public councils. They have seen with regret and indignation
that sudden changes and legislative interferences, in cases affecting
personal rights, become jobs in the hands of enterprising and
influential speculators, and snares to the more-industrious and
lessinformed part of the community. They have seen, too, that
one legislative interference is but the first link of a long
chain of repetitions, every subsequent interference being naturally
produced by the effects of the preceding. They very rightly infer,
therefore, that some thorough reform is wanting, which will banish
speculations on public measures, inspire a general prudence and
industry, and give a regular course to the business of society.
The prohibition with respect to titles of nobility is copied
from the articles of Confederation and needs no comment. 2. ``No
State shall, without the consent of the Congress, lay any imposts
or duties on imports or exports, except what may be absolutely
necessary for executing its inspection laws, and the net produce
of all duties and imposts laid by any State on imports or exports,
shall be for the use of the treasury of the United States; and
all such laws shall be subject to the revision and control of
the Congress. No State shall, without the consent of Congress,
lay any duty on tonnage, keep troops or ships of war in time
of peace, enter into any agreement or compact with another State,
or with a foreign power, or engage in war unless actually invaded,
or in such imminent danger as will not admit of delay. ''The
restraint on the power of the States over imports and exports
is enforced by all the arguments which prove the necessity of
submitting the regulation of trade to the federal councils. It
is needless, therefore, to remark further on this head, than
that the manner in which the restraint is qualified seems well
calculated at once to secure to the States a reasonable discretion
in providing for the conveniency of their imports and exports,
and to the United States a reasonable check against the abuse
of this discretion.
The remaining particulars of this clause fall within reasonings
which are either so obvious, or have been so fully developed,
that they may be passed over without remark. The SIXTH and last
class consists of the several powers and provisions by which
efficacy is given to all the rest. 1. Of these the first is,
the ``power to make all laws which shall be necessary and proper
for carrying into execution the foregoing powers, and all other
powers vested by this Constitution in the government of the United
States, or in any department or officer thereof. ''Few parts
of the Constitution have been assailed with more intemperance
than this; yet on a fair investigation of it, no part can appear
more completely invulnerable. Without the SUBSTANCE of this power,
the whole Constitution would be a dead letter. Those who object
to the article, therefore, as a part of the Constitution, can
only mean that the FORM of the provision is improper. But have
they considered whether a better form could have been substituted?
There are four other possible methods which the Constitution
might have taken on this subject. They might have copied the
second article of the existing Confederation, which would have
prohibited the exercise of any power not EXPRESSLY delegated;
they might have attempted a positive enumeration of the powers
comprehended under the general terms ``necessary and proper'';
they might have attempted a negative enumeration of them, by
specifying the powers excepted from the general definition; they
might have been altogether silent on the subject, leaving these
necessary and proper powers to construction and inference. Had
the convention taken the first method of adopting the second
article of Confederation, it is evident that the new Congress
would be continually exposed, as their predecessors have been,
to the alternative of construing the term ``EXPRESSLY'' with
so much rigor, as to disarm the government of all real authority
whatever, or with so much latitude as to destroy altogether the
force of the restriction.
It would be easy to show, if it were necessary, that no important
power, delegated by the articles of Confederation, has been or
can be executed by Congress, without recurring more or less to
the doctrine of CONSTRUCTION or IMPLICATION. As the powers delegated
under the new system are more extensive, the government which
is to administer it would find itself still more distressed with
the alternative of betraying the public interests by doing nothing,
or of violating the Constitution by exercising powers indispensably
necessary and proper, but, at the same time, not EXPRESSLY granted.
Had the convention attempted a positive enumeration of the powers
necessary and proper for carrying their other powers into effect,
the attempt would have involved a complete digest of laws on
every subject to which the Constitution relates; accommodated
too, not only to the existing state of things, but to all the
possible changes which futurity may produce; for in every new
application of a general power, the PARTICULAR POWERS, which
are the means of attaining the OBJECT of the general power, must
always necessarily vary with that object, and be often properly
varied whilst the object remains the same.
Had they attempted to enumerate the particular powers or means
not necessary or proper for carrying the general powers into
execution, the task would have been no less chimerical; and would
have been liable to this further objection, that every defect
in the enumeration would have been equivalent to a positive grant
of authority. If, to avoid this consequence, they had attempted
a partial enumeration of the exceptions, and described the residue
by the general terms, NOT NECESSARY OR PROPER, it must have happened
that the enumeration would comprehend a few of the excepted powers
only; that these would be such as would be least likely to be
assumed or tolerated, because the enumeration would of course
select such as would be least necessary or proper; and that the
unnecessary and improper powers included in the residuum, would
be less forcibly excepted, than if no partial enumeration had
been made. Had the Constitution been silent on this head, there
can be no doubt that all the particular powers requisite as means
of executing the general powers would have resulted to the government,
by unavoidable implication. No axiom is more clearly established
in law, or in reason, than that wherever the end is required,
the means are authorized; wherever a general power to do a thing
is given, every particular power necessary for doing it is included.
Had this last method, therefore, been pursued by the convention,
every objection now urged against their plan would remain in
all its plausibility; and the real inconveniency would be incurred
of not removing a pretext which may be seized on critical occasions
for drawing into question the essential powers of the Union.
If it be asked what is to be the consequence, in case the Congress
shall misconstrue this part of the Constitution, and exercise
powers not warranted by its true meaning, I answer, the same
as if they should misconstrue or enlarge any other power vested
in them; as if the general power had been reduced to particulars,
and any one of these were to be violated; the same, in short,
as if the State legislatures should violate the irrespective
constitutional authorities. In the first instance, the success
of the usurpation will depend on the executive and judiciary
departments, which are to expound and give effect to the legislative
acts; and in the last resort a remedy must be obtained from the
people who can, by the election of more faithful representatives,
annul the acts of the usurpers. The truth is, that this ultimate
redress may be more confided in against unconstitutional acts
of the federal than of the State legislatures, for this plain
reason, that as every such act of the former will be an invasion
of the rights of the latter, these will be ever ready to mark
the innovation, to sound the alarm to the people, and to exert
their local influence in effecting a change of federal representatives.
There being no such intermediate body between the State legislatures
and the people interested in watching the conduct of the former,
violations of the State constitutions are more likely to remain
unnoticed and unredressed. 2. ``This Constitution and the laws
of the United States which shall be made in pursuance thereof,
and all treaties made, or which shall be made, under the authority
of the United States, shall be the supreme law of the land, and
the judges in every State shall be bound thereby, any thing in
the constitution or laws of any State to the contrary notwithstanding.
''The indiscreet zeal of the adversaries to the Constitution
has betrayed them into an attack on this part of it also, without
which it would have been evidently and radically defective. To
be fully sensible of this, we need only suppose for a moment
that the supremacy of the State constitutions had been left complete
by a saving clause in their favor. In the first place, as these
constitutions invest the State legislatures with absolute sovereignty,
in all cases not excepted by the existing articles of Confederation,
all the authorities contained in the proposed Constitution, so
far as they exceed those enumerated in the Confederation, would
have been annulled, and the new Congress would have been reduced
to the same impotent condition with their predecessors. In the
next place, as the constitutions of some of the States do not
even expressly and fully recognize the existing powers of the
Confederacy, an express saving of the supremacy of the former
would, in such States, have brought into question every power
contained in the proposed Constitution. In the third place, as
the constitutions of the States differ much from each other,
it might happen that a treaty or national law, of great and equal
importance to the States, would interfere with some and not with
other constitutions, and would consequently be valid in some
of the States, at the same time that it would have no effect
in others. In fine, the world would have seen, for the first
time, a system of government founded on an inversion of the fundamental
principles of all government; it would have seen the authority
of the whole society every where subordinate to the authority
of the parts; it would have seen a monster, in which the head
was under the direction of the members. 3. ``The Senators and
Representatives, and the members of the several State legislatures,
and all executive and judicial officers, both of the United States
and the several States, shall be bound by oath or affirmation
to support this Constitution. ''It has been asked why it was
thought necessary, that the State magistracy should be bound
to support the federal Constitution, and unnecessary that a like
oath should be imposed on the officers of the United States,
in favor of the State constitutions. Several reasons might be
assigned for the distinction. I content myself with one, which
is obvious and conclusive. The members of the federal government
will have no agency in carrying the State constitutions into
effect. The members and officers of the State governments, on
the contrary, will have an essential agency in giving effect
to the federal Constitution. The election of the President and
Senate will depend, in all cases, on the legislatures of the
several States. And the election of the House of Representatives
will equally depend on the same authority in the first instance;
and will, probably, forever be conducted by the officers, and
according to the laws, of the States. 4. Among the provisions
for giving efficacy to the federal powers might be added those
which belong to the executive and judiciary departments: but
as these are reserved for particular examination in another place,
I pass them over in this. We have now reviewed, in detail, all
the articles composing the sum or quantity of power delegated
by the proposed Constitution to the federal government, and are
brought to this undeniable conclusion, that no part of the power
is unnecessary or improper for accomplishing the necessary objects
of the Union. The question, therefore, whether this amount of
power shall be granted or not, resolves itself into another question,
whether or not a government commensurate to the exigencies of
the Union shall be established; or, in other words, whether the
Union itself shall be preserved.
PUBLIUS.
Federalist No. 45 -->
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