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Federalist No. 38
The Same Subject Continued,
and the Incoherence of the Objections to the New Plan Exposed
From the New York Packet.
Tuesday, January 15, 1788.
Author: James Madison
To the People of the State of New York:
IT IS not a little remarkable that in every case reported
by ancient history, in which government has been established
with deliberation and consent, the task of framing it has not
been committed to an assembly of men, but has been performed
by some individual citizen of preeminent wisdom and approved
integrity.
Minos, we learn, was the primitive founder of the government
of Crete, as Zaleucus was of that of the Locrians. Theseus first,
and after him Draco and Solon, instituted the government of Athens.
Lycurgus was the lawgiver of Sparta. The foundation of the original
government of Rome was laid by Romulus, and the work completed
by two of his elective successors, Numa and Tullius Hostilius.
On the abolition of royalty the consular administration was substituted
by Brutus, who stepped forward with a project for such a reform,
which, he alleged, had been prepared by Tullius Hostilius, and
to which his address obtained the assent and ratification of
the senate and people. This remark is applicable to confederate
governments also. Amphictyon, we are told, was the author of
that which bore his name. The Achaean league received its first
birth from Achaeus, and its second from Aratus.
What degree of agency these reputed lawgivers might have in
their respective establishments, or how far they might be clothed
with the legitimate authority of the people, cannot in every
instance be ascertained. In some, however, the proceeding was
strictly regular. Draco appears to have been intrusted by the
people of Athens with indefinite powers to reform its government
and laws. And Solon, according to Plutarch, was in a manner compelled,
by the universal suffrage of his fellow-citizens, to take upon
him the sole and absolute power of new-modeling the constitution.
The proceedings under Lycurgus were less regular; but as far
as the advocates for a regular reform could prevail, they all
turned their eyes towards the single efforts of that celebrated
patriot and sage, instead of seeking to bring about a revolution
by the intervention of a deliberative body of citizens.
Whence could it have proceeded, that a people, jealous as
the Greeks were of their liberty, should so far abandon the rules
of caution as to place their destiny in the hands of a single
citizen? Whence could it have proceeded, that the Athenians,
a people who would not suffer an army to be commanded by fewer
than ten generals, and who required no other proof of danger
to their liberties than the illustrious merit of a fellow-citizen,
should consider one illustrious citizen as a more eligible depositary
of the fortunes of themselves and their posterity, than a select
body of citizens, from whose common deliberations more wisdom,
as well as more safety, might have been expected? These questions
cannot be fully answered, without supposing that the fears of
discord and disunion among a number of counsellors exceeded the
apprehension of treachery or incapacity in a single individual.
History informs us, likewise, of the difficulties with which
these celebrated reformers had to contend, as well as the expedients
which they were obliged to employ in order to carry their reforms
into effect. Solon, who seems to have indulged a more temporizing
policy, confessed that he had not given to his countrymen the
government best suited to their happiness, but most tolerable
to their prejudices. And Lycurgus, more true to his object, was
under the necessity of mixing a portion of violence with the
authority of superstition, and of securing his final success
by a voluntary renunciation, first of his country, and then of
his life. If these lessons teach us, on one hand, to admire the
improvement made by America on the ancient mode of preparing
and establishing regular plans of government, they serve not
less, on the other, to admonish us of the hazards and difficulties
incident to such experiments, and of the great imprudence of
unnecessarily multiplying them.
Is it an unreasonable conjecture, that the errors which may
be contained in the plan of the convention are such as have resulted
rather from the defect of antecedent experience on this complicated
and difficult subject, than from a want of accuracy or care in
the investigation of it; and, consequently such as will not be
ascertained until an actual trial shall have pointed them out?
This conjecture is rendered probable, not only by many considerations
of a general nature, but by the particular case of the Articles
of Confederation. It is observable that among the numerous objections
and amendments suggested by the several States, when these articles
were submitted for their ratification, not one is found which
alludes to the great and radical error which on actual trial
has discovered itself. And if we except the observations which
New Jersey was led to make, rather by her local situation, than
by her peculiar foresight, it may be questioned whether a single
suggestion was of sufficient moment to justify a revision of
the system. There is abundant reason, nevertheless, to suppose
that immaterial as these objections were, they would have been
adhered to with a very dangerous inflexibility, in some States,
had not a zeal for their opinions and supposed interests been
stifled by the more powerful sentiment of selfpreservation. One
State, we may remember, persisted for several years in refusing
her concurrence, although the enemy remained the whole period
at our gates, or rather in the very bowels of our country. Nor
was her pliancy in the end effected by a less motive, than the
fear of being chargeable with protracting the public calamities,
and endangering the event of the contest. Every candid reader
will make the proper reflections on these important facts.
A patient who finds his disorder daily growing worse, and
that an efficacious remedy can no longer be delayed without extreme
danger, after coolly revolving his situation, and the characters
of different physicians, selects and calls in such of them as
he judges most capable of administering relief, and best entitled
to his confidence. The physicians attend; the case of the patient
is carefully examined; a consultation is held; they are unanimously
agreed that the symptoms are critical, but that the case, with
proper and timely relief, is so far from being desperate, that
it may be made to issue in an improvement of his constitution.
They are equally unanimous in prescribing the remedy, by which
this happy effect is to be produced. The prescription is no sooner
made known, however, than a number of persons interpose, and,
without denying the reality or danger of the disorder, assure
the patient that the prescription will be poison to his constitution,
and forbid him, under pain of certain death, to make use of it.
Might not the patient reasonably demand, before he ventured to
follow this advice, that the authors of it should at least agree
among themselves on some other remedy to be substituted? And
if he found them differing as much from one another as from his
first counsellors, would he not act prudently in trying the experiment
unanimously recommended by the latter, rather than be hearkening
to those who could neither deny the necessity of a speedy remedy,
nor agree in proposing one?
Such a patient and in such a situation is America at this
moment. She has been sensible of her malady. She has obtained
a regular and unanimous advice from men of her own deliberate
choice. And she is warned by others against following this advice
under pain of the most fatal consequences. Do the monitors deny
the reality of her danger? No. Do they deny the necessity of
some speedy and powerful remedy? No. Are they agreed, are any
two of them agreed, in their objections to the remedy proposed,
or in the proper one to be substituted? Let them speak for themselves.
This one tells us that the proposed Constitution ought to be
rejected, because it is not a confederation of the States, but
a government over individuals. Another admits that it ought to
be a government over individuals to a certain extent, but by
no means to the extent proposed. A third does not object to the
government over individuals, or to the extent proposed, but to
the want of a bill of rights. A fourth concurs in the absolute
necessity of a bill of rights, but contends that it ought to
be declaratory, not of the personal rights of individuals, but
of the rights reserved to the States in their political capacity.
A fifth is of opinion that a bill of rights of any sort would
be superfluous and misplaced, and that the plan would be unexceptionable
but for the fatal power of regulating the times and places of
election. An objector in a large State exclaims loudly against
the unreasonable equality of representation in the Senate. An
objector in a small State is equally loud against the dangerous
inequality in the House of Representatives. From this quarter,
we are alarmed with the amazing expense, from the number of persons
who are to administer the new government. From another quarter,
and sometimes from the same quarter, on another occasion, the
cry is that the Congress will be but a shadow of a representation,
and that the government would be far less objectionable if the
number and the expense were doubled. A patriot in a State that
does not import or export, discerns insuperable objections against
the power of direct taxation. The patriotic adversary in a State
of great exports and imports, is not less dissatisfied that the
whole burden of taxes may be thrown on consumption. This politician
discovers in the Constitution a direct and irresistible tendency
to monarchy; that is equally sure it will end in aristocracy.
Another is puzzled to say which of these shapes it will ultimately
assume, but sees clearly it must be one or other of them; whilst
a fourth is not wanting, who with no less confidence affirms
that the Constitution is so far from having a bias towards either
of these dangers, that the weight on that side will not be sufficient
to keep it upright and firm against its opposite propensities.
With another class of adversaries to the Constitution the language
is that the legislative, executive, and judiciary departments
are intermixed in such a manner as to contradict all the ideas
of regular government and all the requisite precautions in favor
of liberty. Whilst this objection circulates in vague and general
expressions, there are but a few who lend their sanction to it.
Let each one come forward with his particular explanation, and
scarce any two are exactly agreed upon the subject. In the eyes
of one the junction of the Senate with the President in the responsible
function of appointing to offices, instead of vesting this executive
power in the Executive alone, is the vicious part of the organization.
To another, the exclusion of the House of Representatives, whose
numbers alone could be a due security against corruption and
partiality in the exercise of such a power, is equally obnoxious.
With another, the admission of the President into any share of
a power which ever must be a dangerous engine in the hands of
the executive magistrate, is an unpardonable violation of the
maxims of republican jealousy. No part of the arrangement, according
to some, is more inadmissible than the trial of impeachments
by the Senate, which is alternately a member both of the legislative
and executive departments, when this power so evidently belonged
to the judiciary department. ``We concur fully,'' reply others,
``in the objection to this part of the plan, but we can never
agree that a reference of impeachments to the judiciary authority
would be an amendment of the error. Our principal dislike to
the organization arises from the extensive powers already lodged
in that department.'' Even among the zealous patrons of a council
of state the most irreconcilable variance is discovered concerning
the mode in which it ought to be constituted. The demand of one
gentleman is, that the council should consist of a small number
to be appointed by the most numerous branch of the legislature.
Another would prefer a larger number, and considers it as a fundamental
condition that the appointment should be made by the President
himself.
As it can give no umbrage to the writers against the plan
of the federal Constitution, let us suppose, that as they are
the most zealous, so they are also the most sagacious, of those
who think the late convention were unequal to the task assigned
them, and that a wiser and better plan might and ought to be
substituted. Let us further suppose that their country should
concur, both in this favorable opinion of their merits, and in
their unfavorable opinion of the convention; and should accordingly
proceed to form them into a second convention, with full powers,
and for the express purpose of revising and remoulding the work
of the first. Were the experiment to be seriously made, though
it required some effort to view it seriously even in fiction,
I leave it to be decided by the sample of opinions just exhibited,
whether, with all their enmity to their predecessors, they would,
in any one point, depart so widely from their example, as in
the discord and ferment that would mark their own deliberations;
and whether the Constitution, now before the public, would not
stand as fair a chance for immortality, as Lycurgus gave to that
of Sparta, by making its change to depend on his own return from
exile and death, if it were to be immediately adopted, and were
to continue in force, not until a BETTER, but until ANOTHER should
be agreed upon by this new assembly of lawgivers.
It is a matter both of wonder and regret, that those who raise
so many objections against the new Constitution should never
call to mind the defects of that which is to be exchanged for
it. It is not necessary that the former should be perfect; it
is sufficient that the latter is more imperfect. No man would
refuse to give brass for silver or gold, because the latter had
some alloy in it. No man would refuse to quit a shattered and
tottering habitation for a firm and commodious building, because
the latter had not a porch to it, or because some of the rooms
might be a little larger or smaller, or the ceilings a little
higher or lower than his fancy would have planned them. But waiving
illustrations of this sort, is it not manifest that most of the
capital objections urged against the new system lie with tenfold
weight against the existing Confederation? Is an indefinite power
to raise money dangerous in the hands of the federal government?
The present Congress can make requisitions to any amount they
please, and the States are constitutionally bound to furnish
them; they can emit bills of credit as long as they will pay
for the paper; they can borrow, both abroad and at home, as long
as a shilling will be lent. Is an indefinite power to raise troops
dangerous? The Confederation gives to Congress that power also;
and they have already begun to make use of it. Is it improper
and unsafe to intermix the different powers of government in
the same body of men? Congress, a single body of men, are the
sole depositary of all the federal powers. Is it particularly
dangerous to give the keys of the treasury, and the command of
the army, into the same hands? The Confederation places them
both in the hands of Congress. Is a bill of rights essential
to liberty? The Confederation has no bill of rights. Is it an
objection against the new Constitution, that it empowers the
Senate, with the concurrence of the Executive, to make treaties
which are to be the laws of the land? The existing Congress,
without any such control, can make treaties which they themselves
have declared, and most of the States have recognized, to be
the supreme law of the land. Is the importation of slaves permitted
by the new Constitution for twenty years? By the old it is permitted
forever.
I shall be told, that however dangerous this mixture of powers
may be in theory, it is rendered harmless by the dependence of
Congress on the State for the means of carrying them into practice;
that however large the mass of powers may be, it is in fact a
lifeless mass. Then, say I, in the first place, that the Confederation
is chargeable with the still greater folly of declaring certain
powers in the federal government to be absolutely necessary,
and at the same time rendering them absolutely nugatory; and,
in the next place, that if the Union is to continue, and no better
government be substituted, effective powers must either be granted
to, or assumed by, the existing Congress; in either of which
events, the contrast just stated will hold good. But this is
not all. Out of this lifeless mass has already grown an excrescent
power, which tends to realize all the dangers that can be apprehended
from a defective construction of the supreme government of the
Union. It is now no longer a point of speculation and hope, that
the Western territory is a mine of vast wealth to the United
States; and although it is not of such a nature as to extricate
them from their present distresses, or for some time to come,
to yield any regular supplies for the public expenses, yet must
it hereafter be able, under proper management, both to effect
a gradual discharge of the domestic debt, and to furnish, for
a certain period, liberal tributes to the federal treasury. A
very large proportion of this fund has been already surrendered
by individual States; and it may with reason be expected that
the remaining States will not persist in withholding similar
proofs of their equity and generosity. We may calculate, therefore,
that a rich and fertile country, of an area equal to the inhabited
extent of the United States, will soon become a national stock.
Congress have assumed the administration of this stock. They
have begun to render it productive. Congress have undertaken
to do more: they have proceeded to form new States, to erect
temporary governments, to appoint officers for them, and to prescribe
the conditions on which such States shall be admitted into the
Confederacy. All this has been done; and done without the least
color of constitutional authority. Yet no blame has been whispered;
no alarm has been sounded. A GREAT and INDEPENDENT fund of revenue
is passing into the hands of a SINGLE BODY of men, who can RAISE
TROOPS to an INDEFINITE NUMBER, and appropriate money to their
support for an INDEFINITE PERIOD OF TIME. And yet there are men,
who have not only been silent spectators of this prospect, but
who are advocates for the system which exhibits it; and, at the
same time, urge against the new system the objections which we
have heard. Would they not act with more consistency, in urging
the establishment of the latter, as no less necessary to guard
the Union against the future powers and resources of a body constructed
like the existing Congress, than to save it from the dangers
threatened by the present impotency of that Assembly?
I mean not, by any thing here said, to throw censure on the
measures which have been pursued by Congress. I am sensible they
could not have done otherwise. The public interest, the necessity
of the case, imposed upon them the task of overleaping their
constitutional limits. But is not the fact an alarming proof
of the danger resulting from a government which does not possess
regular powers commensurate to its objects? A dissolution or
usurpation is the dreadful dilemma to which it is continually
exposed.
PUBLIUS.
Federalist No. 39 -->
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