|
Federalist No. 37
Concerning the Difficulties of the Convention in Devising
a Proper Form of Government
From the Daily Advertiser.
Friday, January 11, 1788.
Author: James Madison
To the People of the State of New York:
IN REVIEWING the defects of the existing Confederation, and
showing that they cannot be supplied by a government of less
energy than that before the public, several of the most important
principles of the latter fell of course under consideration.
But as the ultimate object of these papers is to determine clearly
and fully the merits of this Constitution, and the expediency
of adopting it, our plan cannot be complete without taking a
more critical and thorough survey of the work of the convention,
without examining it on all its sides, comparing it in all its
parts, and calculating its probable effects.
That this remaining task may be executed under impressions
conducive to a just and fair result, some reflections must in
this place be indulged, which candor previously suggests.
It is a misfortune, inseparable from human affairs, that public
measures are rarely investigated with that spirit of moderation
which is essential to a just estimate of their real tendency
to advance or obstruct the public good; and that this spirit
is more apt to be diminished than promoted, by those occasions
which require an unusual exercise of it. To those who have been
led by experience to attend to this consideration, it could not
appear surprising, that the act of the convention, which recommends
so many important changes and innovations, which may be viewed
in so many lights and relations, and which touches the springs
of so many passions and interests, should find or excite dispositions
unfriendly, both on one side and on the other, to a fair discussion
and accurate judgment of its merits. In some, it has been too
evident from their own publications, that they have scanned the
proposed Constitution, not only with a predisposition to censure,
but with a predetermination to condemn; as the language held
by others betrays an opposite predetermination or bias, which
must render their opinions also of little moment in the question.
In placing, however, these different characters on a level, with
respect to the weight of their opinions, I wish not to insinuate
that there may not be a material difference in the purity of
their intentions. It is but just to remark in favor of the latter
description, that as our situation is universally admitted to
be peculiarly critical, and to require indispensably that something
should be done for our relief, the predetermined patron of what
has been actually done may have taken his bias from the weight
of these considerations, as well as from considerations of a
sinister nature. The predetermined adversary, on the other hand,
can have been governed by no venial motive whatever. The intentions
of the first may be upright, as they may on the contrary be culpable.
The views of the last cannot be upright, and must be culpable.
But the truth is, that these papers are not addressed to persons
falling under either of these characters. They solicit the attention
of those only, who add to a sincere zeal for the happiness of
their country, a temper favorable to a just estimate of the means
of promoting it.
Persons of this character will proceed to an examination of
the plan submitted by the convention, not only without a disposition
to find or to magnify faults; but will see the propriety of reflecting,
that a faultless plan was not to be expected. Nor will they barely
make allowances for the errors which may be chargeable on the
fallibility to which the convention, as a body of men, were liable;
but will keep in mind, that they themselves also are but men,
and ought not to assume an infallibility in rejudging the fallible
opinions of others.
With equal readiness will it be perceived, that besides these
inducements to candor, many allowances ought to be made for the
difficulties inherent in the very nature of the undertaking referred
to the convention.
The novelty of the undertaking immediately strikes us. It
has been shown in the course of these papers, that the existing
Confederation is founded on principles which are fallacious;
that we must consequently change this first foundation, and with
it the superstructure resting upon it. It has been shown, that
the other confederacies which could be consulted as precedents
have been vitiated by the same erroneous principles, and can
therefore furnish no other light than that of beacons, which
give warning of the course to be shunned, without pointing out
that which ought to be pursued. The most that the convention
could do in such a situation, was to avoid the errors suggested
by the past experience of other countries, as well as of our
own; and to provide a convenient mode of rectifying their own
errors, as future experiences may unfold them.
Among the difficulties encountered by the convention, a very
important one must have lain in combining the requisite stability
and energy in government, with the inviolable attention due to
liberty and to the republican form. Without substantially accomplishing
this part of their undertaking, they would have very imperfectly
fulfilled the object of their appointment, or the expectation
of the public; yet that it could not be easily accomplished,
will be denied by no one who is unwilling to betray his ignorance
of the subject. Energy in government is essential to that security
against external and internal danger, and to that prompt and
salutary execution of the laws which enter into the very definition
of good government. Stability in government is essential to national
character and to the advantages annexed to it, as well as to
that repose and confidence in the minds of the people, which
are among the chief blessings of civil society. An irregular
and mutable legislation is not more an evil in itself than it
is odious to the people; and it may be pronounced with assurance
that the people of this country, enlightened as they are with
regard to the nature, and interested, as the great body of them
are, in the effects of good government, will never be satisfied
till some remedy be applied to the vicissitudes and uncertainties
which characterize the State administrations. On comparing, however,
these valuable ingredients with the vital principles of liberty,
we must perceive at once the difficulty of mingling them together
in their due proportions. The genius of republican liberty seems
to demand on one side, not only that all power should be derived
from the people, but that those intrusted with it should be kept
in independence on the people, by a short duration of their appointments;
and that even during this short period the trust should be placed
not in a few, but a number of hands. Stability, on the contrary,
requires that the hands in which power is lodged should continue
for a length of time the same. A frequent change of men will
result from a frequent return of elections; and a frequent change
of measures from a frequent change of men: whilst energy in government
requires not only a certain duration of power, but the execution
of it by a single hand.
How far the convention may have succeeded in this part of
their work, will better appear on a more accurate view of it.
From the cursory view here taken, it must clearly appear to have
been an arduous part.
Not less arduous must have been the task of marking the proper
line of partition between the authority of the general and that
of the State governments. Every man will be sensible of this
difficulty, in proportion as he has been accustomed to contemplate
and discriminate objects extensive and complicated in their nature.
The faculties of the mind itself have never yet been distinguished
and defined, with satisfactory precision, by all the efforts
of the most acute and metaphysical philosophers. Sense, perception,
judgment, desire, volition, memory, imagination, are found to
be separated by such delicate shades and minute gradations that
their boundaries have eluded the most subtle investigations,
and remain a pregnant source of ingenious disquisition and controversy.
The boundaries between the great kingdom of nature, and, still
more, between the various provinces, and lesser portions, into
which they are subdivided, afford another illustration of the
same important truth. The most sagacious and laborious naturalists
have never yet succeeded in tracing with certainty the line which
separates the district of vegetable life from the neighboring
region of unorganized matter, or which marks the ermination of
the former and the commencement of the animal empire. A still
greater obscurity lies in the distinctive characters by which
the objects in each of these great departments of nature have
been arranged and assorted.
When we pass from the works of nature, in which all the delineations
are perfectly accurate, and appear to be otherwise only from
the imperfection of the eye which surveys them, to the institutions
of man, in which the obscurity arises as well from the object
itself as from the organ by which it is contemplated, we must
perceive the necessity of moderating still further our expectations
and hopes from the efforts of human sagacity. Experience has
instructed us that no skill in the science of government has
yet been able to discriminate and define, with sufficient certainty,
its three great provinces the legislative, executive, and judiciary;
or even the privileges and powers of the different legislative
branches. Questions daily occur in the course of practice, which
prove the obscurity which reins in these subjects, and which
puzzle the greatest adepts in political science.
The experience of ages, with the continued and combined labors
of the most enlightened legislatures and jurists, has been equally
unsuccessful in delineating the several objects and limits of
different codes of laws and different tribunals of justice. The
precise extent of the common law, and the statute law, the maritime
law, the ecclesiastical law, the law of corporations, and other
local laws and customs, remains still to be clearly and finally
established in Great Britain, where accuracy in such subjects
has been more industriously pursued than in any other part of
the world. The jurisdiction of her several courts, general and
local, of law, of equity, of admiralty, etc., is not less a source
of frequent and intricate discussions, sufficiently denoting
the indeterminate limits by which they are respectively circumscribed.
All new laws, though penned with the greatest technical skill,
and passed on the fullest and most mature deliberation, are considered
as more or less obscure and equivocal, until their meaning be
liquidated and ascertained by a series of particular discussions
and adjudications. Besides the obscurity arising from the complexity
of objects, and the imperfection of the human faculties, the
medium through which the conceptions of men are conveyed to each
other adds a fresh embarrassment. The use of words is to express
ideas. Perspicuity, therefore, requires not only that the ideas
should be distinctly formed, but that they should be expressed
by words distinctly and exclusively appropriate to them. But
no language is so copious as to supply words and phrases for
every complex idea, or so correct as not to include many equivocally
denoting different ideas. Hence it must happen that however accurately
objects may be discriminated in themselves, and however accurately
the discrimination may be considered, the definition of them
may be rendered inaccurate by the inaccuracy of the terms in
which it is delivered. And this unavoidable inaccuracy must be
greater or less, according to the complexity and novelty of the
objects defined. When the Almighty himself condescends to address
mankind in their own language, his meaning, luminous as it must
be, is rendered dim and doubtful by the cloudy medium through
which it is communicated.
Here, then, are three sources of vague and incorrect definitions:
indistinctness of the object, imperfection of the organ of conception,
inadequateness of the vehicle of ideas. Any one of these must
produce a certain degree of obscurity. The convention, in delineating
the boundary between the federal and State jurisdictions, must
have experienced the full effect of them all.
To the difficulties already mentioned may be added the interfering
pretensions of the larger and smaller States. We cannot err in
supposing that the former would contend for a participation in
the government, fully proportioned to their superior wealth and
importance; and that the latter would not be less tenacious of
the equality at present enjoyed by them. We may well suppose
that neither side would entirely yield to the other, and consequently
that the struggle could be terminated only by compromise. It
is extremely probable, also, that after the ratio of representation
had been adjusted, this very compromise must have produced a
fresh struggle between the same parties, to give such a turn
to the organization of the government, and to the distribution
of its powers, as would increase the importance of the branches,
in forming which they had respectively obtained the greatest
share of influence. There are features in the Constitution which
warrant each of these suppositions; and as far as either of them
is well founded, it shows that the convention must have been
compelled to sacrifice theoretical propriety to the force of
extraneous considerations.
Nor could it have been the large and small States only, which
would marshal themselves in opposition to each other on various
points. Other combinations, resulting from a difference of local
position and policy, must have created additional difficulties.
As every State may be divided into different districts, and its
citizens into different classes, which give birth to contending
interests and local jealousies, so the different parts of the
United States are distinguished from each other by a variety
of circumstances, which produce a like effect on a larger scale.
And although this variety of interests, for reasons sufficiently
explained in a former paper, may have a salutary influence on
the administration of the government when formed, yet every one
must be sensible of the contrary influence, which must have been
experienced in the task of forming it.
Would it be wonderful if, under the pressure of all these
difficulties, the convention should have been forced into some
deviations from that artificial structure and regular symmetry
which an abstract view of the subject might lead an ingenious
theorist to bestow on a Constitution planned in his closet or
in his imagination? The real wonder is that so many difficulties
should have been surmounted, and surmounted with a unanimity
almost as unprecedented as it must have been unexpected. It is
impossible for any man of candor to reflect on this circumstance
without partaking of the astonishment. It is impossible for the
man of pious reflection not to perceive in it a finger of that
Almighty hand which has been so frequently and signally extended
to our relief in the critical stages of the revolution.
We had occasion, in a former paper, to take notice of the
repeated trials which have been unsuccessfully made in the United
Netherlands for reforming the baneful and notorious vices of
their constitution. The history of almost all the great councils
and consultations held among mankind for reconciling their discordant
opinions, assuaging their mutual jealousies, and adjusting their
respective interests, is a history of factions, contentions,
and disappointments, and may be classed among the most dark and
degraded pictures which display the infirmities and depravities
of the human character. If, in a few scattered instances, a brighter
aspect is presented, they serve only as exceptions to admonish
us of the general truth; and by their lustre to darken the gloom
of the adverse prospect to which they are contrasted. In revolving
the causes from which these exceptions result, and applying them
to the particular instances before us, we are necessarily led
to two important conclusions. The first is, that the convention
must have enjoyed, in a very singular degree, an exemption from
the pestilential influence of party animosities the disease most
incident to deliberative bodies, and most apt to contaminate
their proceedings. The second conclusion is that all the deputations
composing the convention were satisfactorily accommodated by
the final act, or were induced to accede to it by a deep conviction
of the necessity of sacrificing private opinions and partial
interests to the public good, and by a despair of seeing this
necessity diminished by delays or by new experiments.
PUBLIUS.
Federalist No. 38 -->
|