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Federalist No. 9
The Union as a Safeguard Against Domestic Faction and Insurrection
For the Independent Journal.
Author: Alexander Hamilton
To the People of the State of New York:
A FIRM Union will be of the utmost moment to the peace and
liberty of the States, as a barrier against domestic faction
and insurrection. It is impossible to read the history of the
petty republics of Greece and Italy without feeling sensations
of horror and disgust at the distractions with which they were
continually agitated, and at the rapid succession of revolutions
by which they were kept in a state of perpetual vibration between
the extremes of tyranny and anarchy. If they exhibit occasional
calms, these only serve as short-lived contrast to the furious
storms that are to succeed. If now and then intervals of felicity
open to view, we behold them with a mixture of regret, arising
from the reflection that the pleasing scenes before us are soon
to be overwhelmed by the tempestuous waves of sedition and party
rage. If momentary rays of glory break forth from the gloom,
while they dazzle us with a transient and fleeting brilliancy,
they at the same time admonish us to lament that the vices of
government should pervert the direction and tarnish the lustre
of those bright talents and exalted endowments for which the
favored soils that produced them have been so justly celebrated.
From the disorders that disfigure the annals of those republics
the advocates of despotism have drawn arguments, not only against
the forms of republican government, but against the very principles
of civil liberty. They have decried all free government as inconsistent
with the order of society, and have indulged themselves in malicious
exultation over its friends and partisans. Happily for mankind,
stupendous fabrics reared on the basis of liberty, which have
flourished for ages, have, in a few glorious instances, refuted
their gloomy sophisms. And, I trust, America will be the broad
and solid foundation of other edifices, not less magnificent,
which will be equally permanent monuments of their errors.
But it is not to be denied that the portraits they have sketched
of republican government were too just copies of the originals
from which they were taken. If it had been found impracticable
to have devised models of a more perfect structure, the enlightened
friends to liberty would have been obliged to abandon the cause
of that species of government as indefensible. The science of
politics, however, like most other sciences, has received great
improvement. The efficacy of various principles is now well understood,
which were either not known at all, or imperfectly known to the
ancients. The regular distribution of power into distinct departments;
the introduction of legislative balances and checks; the institution
of courts composed of judges holding their offices during good
behavior; the representation of the people in the legislature
by deputies of their own election: these are wholly new discoveries,
or have made their principal progress towards perfection in modern
times. They are means, and powerful means, by which the excellences
of republican government may be retained and its imperfections
lessened or avoided. To this catalogue of circumstances that
tend to the amelioration of popular systems of civil government,
I shall venture, however novel it may appear to some, to add
one more, on a principle which has been made the foundation of
an objection to the new Constitution; I mean the ENLARGEMENT
of the ORBIT within which such systems are to revolve, either
in respect to the dimensions of a single State or to the consolidation
of several smaller States into one great Confederacy. The latter
is that which immediately concerns the object under consideration.
It will, however, be of use to examine the principle in its application
to a single State, which shall be attended to in another place.
The utility of a Confederacy, as well to suppress faction
and to guard the internal tranquillity of States, as to increase
their external force and security, is in reality not a new idea.
It has been practiced upon in different countries and ages, and
has received the sanction of the most approved writers on the
subject of politics. The opponents of the plan proposed have,
with great assiduity, cited and circulated the observations of
Montesquieu on the necessity of a contracted territory for a
republican government. But they seem not to have been apprised
of the sentiments of that great man expressed in another part
of his work, nor to have adverted to the consequences of the
principle to which they subscribe with such ready acquiescence.
When Montesquieu recommends a small extent for republics,
the standards he had in view were of dimensions far short of
the limits of almost every one of these States. Neither Virginia,
Massachusetts, Pennsylvania, New York, North Carolina, nor Georgia
can by any means be compared with the models from which he reasoned
and to which the terms of his description apply. If we therefore
take his ideas on this point as the criterion of truth, we shall
be driven to the alternative either of taking refuge at once
in the arms of monarchy, or of splitting ourselves into an infinity
of little, jealous, clashing, tumultuous commonwealths, the wretched
nurseries of unceasing discord, and the miserable objects of
universal pity or contempt. Some of the writers who have come
forward on the other side of the question seem to have been aware
of the dilemma; and have even been bold enough to hint at the
division of the larger States as a desirable thing. Such an infatuated
policy, such a desperate expedient, might, by the multiplication
of petty offices, answer the views of men who possess not qualifications
to extend their influence beyond the narrow circles of personal
intrigue, but it could never promote the greatness or happiness
of the people of America.
Referring the examination of the principle itself to another
place, as has been already mentioned, it will be sufficient to
remark here that, in the sense of the author who has been most
emphatically quoted upon the occasion, it would only dictate
a reduction of the SIZE of the more considerable MEMBERS of the
Union, but would not militate against their being all comprehended
in one confederate government. And this is the true question,
in the discussion of which we are at present interested.
So far are the suggestions of Montesquieu from standing in
opposition to a general Union of the States, that he explicitly
treats of a CONFEDERATE REPUBLIC as the expedient for extending
the sphere of popular government, and reconciling the advantages
of monarchy with those of republicanism.
``It is very probable,'' (says he [1]
) ``that mankind would have been obliged at length to live constantly
under the government of a single person, had they not contrived
a kind of constitution that has all the internal advantages of
a republican, together with the external force of a monarchical
government. I mean a CONFEDERATE REPUBLIC.
``This form of government is a convention by which several
smaller STATES agree to become members of a larger ONE, which
they intend to form. It is a kind of assemblage of societies
that constitute a new one, capable of increasing, by means of
new associations, till they arrive to such a degree of power
as to be able to provide for the security of the united body.
``A republic of this kind, able to withstand an external force,
may support itself without any internal corruptions. The form
of this society prevents all manner of inconveniences.
``If a single member should attempt to usurp the supreme authority,
he could not be supposed to have an equal authority and credit
in all the confederate states. Were he to have too great influence
over one, this would alarm the rest. Were he to subdue a part,
that which would still remain free might oppose him with forces
independent of those which he had usurped and overpower him before
he could be settled in his usurpation.
``Should a popular insurrection happen in one of the confederate
states the others are able to quell it. Should abuses creep into
one part, they are reformed by those that remain sound. The state
may be destroyed on one side, and not on the other; the confederacy
may be dissolved, and the confederates preserve their sovereignty.
``As this government is composed of small republics, it enjoys
the internal happiness of each; and with respect to its external
situation, it is possessed, by means of the association, of all
the advantages of large monarchies.''
I have thought it proper to quote at length these interesting
passages, because they contain a luminous abridgment of the principal
arguments in favor of the Union, and must effectually remove
the false impressions which a misapplication of other parts of
the work was calculated to make. They have, at the same time,
an intimate connection with the more immediate design of this
paper; which is, to illustrate the tendency of the Union to repress
domestic faction and insurrection.
A distinction, more subtle than accurate, has been raised
between a CONFEDERACY and a CONSOLIDATION of the States. The
essential characteristic of the first is said to be, the restriction
of its authority to the members in their collective capacities,
without reaching to the individuals of whom they are composed.
It is contended that the national council ought to have no concern
with any object of internal administration. An exact equality
of suffrage between the members has also been insisted upon as
a leading feature of a confederate government. These positions
are, in the main, arbitrary; they are supported neither by principle
nor precedent. It has indeed happened, that governments of this
kind have generally operated in the manner which the distinction
taken notice of, supposes to be inherent in their nature; but
there have been in most of them extensive exceptions to the practice,
which serve to prove, as far as example will go, that there is
no absolute rule on the subject. And it will be clearly shown
in the course of this investigation that as far as the principle
contended for has prevailed, it has been the cause of incurable
disorder and imbecility in the government.
The definition of a CONFEDERATE REPUBLIC seems simply to be
``an assemblage of societies,'' or an association of two or more
states into one state. The extent, modifications, and objects
of the federal authority are mere matters of discretion. So long
as the separate organization of the members be not abolished;
so long as it exists, by a constitutional necessity, for local
purposes; though it should be in perfect subordination to the
general authority of the union, it would still be, in fact and
in theory, an association of states, or a confederacy. The proposed
Constitution, so far from implying an abolition of the State
governments, makes them constituent parts of the national sovereignty,
by allowing them a direct representation in the Senate, and leaves
in their possession certain exclusive and very important portions
of sovereign power. This fully corresponds, in every rational
import of the terms, with the idea of a federal government.
In the Lycian confederacy, which consisted of twenty-three
CITIES or republics, the largest were entitled to THREE votes
in the COMMON COUNCIL, those of the middle class to TWO, and
the smallest to ONE. The COMMON COUNCIL had the appointment of
all the judges and magistrates of the respective CITIES. This
was certainly the most, delicate species of interference in their
internal administration; for if there be any thing that seems
exclusively appropriated to the local jurisdictions, it is the
appointment of their own officers. Yet Montesquieu, speaking
of this association, says: ``Were I to give a model of an excellent
Confederate Republic, it would be that of Lycia.'' Thus we perceive
that the distinctions insisted upon were not within the contemplation
of this enlightened civilian; and we shall be led to conclude,
that they are the novel refinements of an erroneous theory.
PUBLIUS. 1.
``Spirit of Lawa,'' vol. i., book ix., chap. i.
Federalist No. 10 -->
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